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Business & marketSubsidiariesLocations & production
| shareholder | country | % | source |
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year | employees <> | social impact : country source |
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| year | employees <> | social impact : country source |
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| year | financial misdemeanor | sales | income | | | source |
| 2006 |
Piper Jaffray agreed to pay a $125.000 fine to settle charges of widespread abuses in the auction rate market for municipal and corporate bonds. Between January 2003 and June 2004, the firms were involved in improper placement and manipulation of orders and also provided some customers with information giving them an advantage over others in determining what rate to bid. |
| | | | | | Reuters |
| 2003 |
Diffusion d'analyses boursières biaisées afin d'emporter de fructueux contrats de montage financier: amende de 1,4 milliards de $US à dix firmes. |
| | | | | | Reuters |
| 2002 |
Fined 1,65 million US$ for Failing to Retain E-Mails possibly proving conflict of interest. |
| | | | | | Bloomberg |
| 2002 |
The NASD fined U.S. Bancorp Piper Jaffray and a managing director a total of $300,000 for allegedly telling a drug company the securities firm would drop research coverage if the firm was not used as a stock offering underwriter. |
| | | | | | CNN |
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| year | financial misdemeanor | sales | income | assets | buyback | source |
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